Texas Securities Commissioner fines Grove Capital Management over violation of plain language rule

Sourced from: https://financefeeds.com/texas-securities-commissioner-fines-grove-capital-management-violation-plain-language-rule/

Grove Capital had never updated its Component 2 brochure. From 2014 to August 2018, the company added three new customers who obtained.
Along with the fine, the company agreed to hire an outside consultant to help it comply with securities laws.

Part 2 is a plain language narrative that serves as the principal disclosure document for investment consultants. It contains information about:
The regulator informs the public that investment advisers are expected to provide their desktop data. Part 1 is a check-the-box type with information regarding the IA’s business, workers, possession, customers, and any disciplinary actions between the IA or its own employees.

  • Prices and compensation;
  • Multiple prices tucked to a”wrap fee” charged to clients;
  • Conflicts of attention that the firm has or may have in representing someone;
  • Business’s social networking reports;
  • kinds of clients the company needs;
  • Disciplinary information, if any, concerning the company and its workers;
  • When and how the firm testimonials client balances;
  • Fiscal info concerning the firm.

Investors must thoroughly review Parts 2 and 1 before doing business.

Prior to 2011, disclosures were produced by advisers at a format. The present Part 2 takes that an advisor to prepare some plain English story booklet disclosing information business practices, fees and compensation, conflicts of interest, and other required disclosures.
The IA’s business practices and some changes the company has undergone recently;

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Cannex Capital Group INC Joins CSE Stock Exchange + Canopy Growth Corp To Buy Morphine Company


Cannex Capital Growth INC joins the CSE Canadian Stock Exchange today. Canopy Growth Corporation looking to buy Spanish Morphine Company Alcaliber SA. Let me know if you guys think this is the right move for the worlds biggest marijuana company to make?!

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U.S. pot producer Cannex joins marijuana rush to list in Toronto

Will Blockchain Kill the New York Stock Exchange?


Will Blockchain Kill the New York Stock Exchange?

Will a new advancement in Blockchain technology ring the knockout bell of the world’s most iconic stock market? Today the team reports from the 2018 Blockchain Event in Fort Lauderdale, Florida and speaks with the architect of Ethereum’s ICO, Steven Nerayoff, about tZERO, the first security exchange for crytotokens. Later, Christian entrepreneur Marlon Williams shares how his company PodOne is battling the crisis of lost work in America’s call centers.

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Oriental Trading Company Valentine’s Day Unboxing


Oriental Trading Company Valentine's Day Unboxing

I received my order from Oriental Trading Company that was filled with amazing items for Valentine’s Day. Here is a recap on what we received for our upcoming party! *I received product at no cost.. All opinions are my own*
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Voice picking at Oriental Trading Company combines voice and scanning. After scanning totes to set up a picking cart, the Jennifer VoicePlus system guides the picker through a voice directed process where users confirm thier pick loction and quantity by voice, then place items in totes on the cart again using voice to confirm the tote and number.